Month: January 2012

While insider trading typically garners all the headlines, the Commission has also brought a series of cases focused on another type of trading which also can have pernicious market effects – naked short selling. Recently, the Commission has brought a …

NAKED SHORT SELLING — AN ENFORCEMENT PRIORITY Read More »

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The Commission brought four actions centered on a years long financial fraud at Sheffield, England based Symmetry Medical Sheffield LTD f/k/a Thorton Precision Components, Ltd or TPC. The company is the English subsidiary of Symmetry Medical, Inc., a U.S. manufacturer …

COMMISSION BRINGS FOUR ACTIONS BASED ON FINANCIAL FRAUD Read More »

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