Month: October 2011

The SEC brought another significant market crisis case, this time against the senior officers of a failed financial institution. The complaint centers on repeated efforts by the CEO, COO and manager of credit risk to conceal the rapidly devolving financial …

SEC CHARGES SENIOR OFFICERS OF FAILED BANK WITH FRAUD Read More »

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The SEC obtained a $62,630,434.56 judgment against Tomo Razmilovic, the former CEO of Symbol Technologies, Inc. in its long running financial fraud action arising out of the fraud at the company. SEC v. Razmilovic, Case No. CV 04-2276 (E.D.N.Y.). The …

SEC OBTAINS $62.6 MILLION JUDGEMENT AGAINST FORMER CEO Read More »

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