Home › 2011 › October › Page 2
Month: October 2011

Posted on by T. Gorman Posted in SECActions

The Commission brought a series of high profile cases this week. Perhaps the most significant is the insider trading action brought in conjunction with the Manhattan U.S. Attorney against a former Goldman Sachs and Procter & Gamble director for allegedly …

THIS WEEK IN SECURITIES LITIGATION (October 28, 2011) Read More »

Tagged with: , , ,

Posted on by T. Gorman Posted in SECActions

Former Goldman Sachs and Procter & Gamble director Rajat Gupta was charged with insider trading in a criminal indictment and an SEC complaint. He is alleged to have repeatedly tipped Raji Rajaratnam who is also named as a defendant in …

GUPTA IS CHARGED WITH INSIDER TRADING – ABSENT THE WIRE TAPS Read More »

Tagged with: ,