Month: May 2011

The Commission prevailed in another insider trading case when a Newark, N.J. jury found Alfred S. Teo liable for insider trading. It also found the M.A.A.A. Trust, an entity for his children, liable for disclosure violations. SEC v. Teo, 04 …

SEC WINS JURY VERDICT IN INSIDER TRADING CASE Read More »

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The Commission issued it controversial new Dodd-Frank whistleblower rules by a 3 to 2 vote this week. Many critics claim the rules will undermine corporate compliance programs. Insider trading is the key theme this week. Insider trading on Capitol Hill …

THIS WEEK IN SECURITIES LITIGATION (May 27, 2011) Read More »

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