Tag: whistleblowers

FCA, PRA Sanction Barclays, Executive Re Whistleblower

The Commission has brought a number of actions seeking to protect whistleblowers. One action, for example, was brought against a firm which tried to bar former employees from talking to regulators by inserting provisions in its severance clauses while retaliating

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This Week In Securities Litigation (Week ending Feb. 23, 2018)

The Supreme Court handed down its decision in Digital Realty Trust this week, rejecting the SEC’s interpretation of the anti-retaliation provisions of Dodd-Frank. Specifically, the Court construed the provisions in accord with the text of the statute which narrows the

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