Tag: USAO

Political Intelligence Consultant, CMS Official, Guilty of Insider Trading

A political intelligence consultant, a former employee at the Centers for Medicare and Medicaid Services or CMS, and two partners at a New York hedge fund were found guilty by a jury on charges of conspiracy, securities fraud and wire

Tagged with: , , , ,

SEC Charges Broker With Theft From Pension Plan

The Commission frequently brings actions in which the defendant is charged with misappropriating investor funds. Typically those cases center on an offering fraud in which the defendant sold investors securities using false statements to secure the investment funds which were

Tagged with: , ,
Top