Tag: trading

Traders and investors are always looking for an edge, an approach that will give them to guaranteed or near guaranteed profits. When the edge is a new trading strategy, or a recently discovered bit of data that may point to …

Brothers Charged In Free Riding Scheme Read More »

Tagged with: ,

The Commission settled two failure to supervise cases with Nomura Securities International, Inc. In the Matter of Nomura Securities International, Inc., Adm. Proc. File No. 3-19248 (July 15, 2019); In the Matter of Nomura Securities International, Inc., Adm. Proc. File …

Trading in Opaque Markets and Compliance Read More »

Tagged with: , ,