Tag: offering fraud

Hedge Fund Manager Sentenced to Prison

A claimed hedge fund manager was sentenced to prison after pleading guilty to conspiracy to commit securities and wire fraud. Defendant Nicholas Mitsakos founded Matrix Capital, a California state registered investment fund in late 2013. Subsequently, Mr. Mitsakos marketed the

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This Week In Securities Litigation (Week ending October 20, 2017)

The Supreme Court removed Leidos from its argument document this week. The case, which focused on a question regarding the scope of Section 10(b) in a securities class action, was scheduled for argument next month. The Commission filed a financial

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