Tag: offering fraud

This Week In Securities Litigation (Week ending September 21, 2018)

The Commission filed a series of civil injunctive actions and administrative proceedings over the course of the week as the end of the government fiscal year draws near. A number of actions were brought against firms making false statements regarding

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This Week In Securities Litigation (Week ending September 14, 2018)

The Commission filed settled actions this week centered on the manipulation of a pharmaceutical firm’s shares by a short seller and the efforts of an outsourced CFO to evade currency restrictions for China based issuers by transmitting expense payments to

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