Tag: offering fraud

This Week In Securities Litigation (Week ending Nov. 9, 2018)

The Enforcement Division released its Annual Report this week, detailing statistics on its work over the last fiscal year. The number of cases and the amount of money ordered paid in them generally declined. The focus also seemed to be

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This Week In Securities Litigation (Week ending October 26, 2018)

The blistering pace at which the Commission filed new enforcement actions as the fiscal year end drew near has clearly ended. This week the agency filed one enforcement action while announcing the settlement of a previously filed case. SEC Enforcement

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