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Posted on by T. Gorman Posted in SECActions

Offering frauds are one of the most, if not the most, prevalent types of frauds the Commission deals with. The patterns and variations of these schemes are probably endless. Typically, however, the schemer crafts a tale that promises the investor …

SEC Files Offering Fraud Action Tied to Telecoms

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Posted on by T. Gorman Posted in SECActions

Last week the Commission resolved two litigated actions. One involved the so-called “shadow” insider trading case in which a jury returned a verdict in favor of the agency in a case where Defendant did not trade in the securities involved …

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