Tag: offering fraud

This Week In Securities Litigation (Week ending Jan. 11, 2019)

The Government partial shutdown continued this week with no end in sight. That left the SEC with a skeletal staff handling essential matters such as litigation since the federal courts continue to operate even if their websites do not. Despite

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SEC Partially Settles Offering Fraud Action

The partial Government shutdown continues. No apparent resolution is in sight, a huge issue for the thousands of hard-working federal employees who will not get paid. Nevertheless, the SEC continues with a minimal staff as have other agencies. That staff

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