Tag: offering fraud

This Week In Securities Litigation (Week ending May 26, 2017)

Heading into a long holiday weekend the Chairman continued to fill out the senior staff of the agency. Peter Uhlmann, a staff veteran who has held several senior management positions, was appointed as Managing Executive in the Chairman’s Office. The

Posted in SECActions Tagged with: , ,

SEC Halts A “Safe,” “High Return” Investment Scheme

When the returns are far above market and the investment is safe and carries little to no risk, more likely it fits into the not to be believed category. Yet time after time investors flock to investment programs supposedly built

Posted in SECActions Tagged with: ,