Tag: misappropriation

Courts Give SEC Split Decisions on Same Day

March 29, 2018 was a significant day for the Commission. The agency obtained decisions in two different cases. In one, the Commission prevailed against two defendants in a bench trial held seven years ago arising from the market crisis. The

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This Week In Securities Litigation (Week ending Feb. 2, 2017)

Spoofing pushed crypto currencies off the front page of securities litigation this week, although the SEC did bring another action centered on virtual currencies as well as a suspicious trading case. The DOJ filed six criminal spoofing cases this week

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