Tag: misappropriation

This Week In Securities Litigation (Week ending Feb. 2, 2017)

Spoofing pushed crypto currencies off the front page of securities litigation this week, although the SEC did bring another action centered on virtual currencies as well as a suspicious trading case. The DOJ filed six criminal spoofing cases this week

Posted in SECActions Tagged with: , , , , , ,

This Week In Securities Litigation (Week ending Jan. 26, 2017)

Distributed ledger technology or DLT, virtual currencies and the related markets were the center of discussion this week. SEC Chairman Jay Clayton delivered remarks at one conference sternly warning that the Commission would hold accountable market professionals who failed to

Posted in SECActions Tagged with: , , , ,