Year: 2013

Two FCPA Cases; One Win for the SEC, One Loss; the Limits of Jurisdiction

A key focus of the New Era of FCPA enforcement is the prosecution of individuals. Enforcement officials have repeatedly emphasized the necessity of bringing actions against individuals as well as business organizations. At the same time some have criticized enforcement

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This Week In Securities Litigation (Week ending February 22, 2013)

The Commission filed another “suspicious trading” insider trading case this week. The action centers on the highly publicized acquisition of H.J. Heinz Co. In recently filed court papers the Commission has identified the unknown trader as a private wealth client

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