Tag: tipping

The U.S. Attorney’s Office in Manhattan is trying to have the Second Circuit’s decision in U.S. v. Newman, No. 13-1837, 13-1917 (2nd Cir. Decided December 10, 2014 ) reheard and reversed. In seeking that rehearing the Government has argued in …

SEC Charges Tipping Without A Newman – Dirks Personal Benefit Read More »

Tagged with: , , , , ,

A defendant in an insider trading case is entitled to a jury instruction that he furnished inside information to a person in reliance on a relationship of trust and confidence where he assets a defense under Rule 10b5-2, the Second …

INSIDER TRADING DEFENANT ENTITLED TO RULE 10b5-2 INSTRUCTION Read More »

Tagged with: , ,