Tag: SEC enforcement

The Center for Capital Markets Competitiveness, U.S. Chamber of Commerce, published a new report calling for what it terms “transformational change” at the SEC. It is aptly titled: “U.S. Securities and Exchange Commission: A Roadmap for Transformational Reform” The Report …

U.S. CHAMBER CALLS FOR “TRANSFORMATIONAL CHANGE” AT SEC Read More »

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SEC Enforcement got mixed results yesterday. There was an appearance before Judge Rakoff at the hearing on the proposed settlement of its Citigroup case. That action is one of its most important market crisis cases (here). There was also the …

SEC ENFORCEMENT: A MIXED DAY Read More »

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