The SEC Speaks conference has traditionally been a forum in which the agency reviewed significant recent undertakings and indicated its future direction. This year was no different. Four of the five Commissioners addressed conference participants, discussing recent significant undertakings and …
Tag: rule making
This Week in Securities Litigation (Week ending September 20, 2013)
A review of securities enforcement litigation this week.
Tagged with: admissions, energy credits, investment fund fraud, rule making, secactions, short selling