Tag: rating agencies

The SEC is facing the latest challenge to the way it utilizes its Congressionally delegated authority. Specifically, credit rating firm Egan-Jones Rating Company and its founder and principal Sean Egan filed a complaint against the Commission claiming that it can …

EGAN-JONES SUES SEC TO HALT ADMINISTRATIVE PROCEEDING Read More »

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The SEC settled two insider trading cases this week while bringing three investment fund fraud suits, two of which involved recidivists who are alleged to have diverted investor funds from their current scheme to make payments in their prior criminal …

THIS WEEK IN SECURITIES LITIGATION (October 7, 2011) Read More »

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