Tag: muni bonds

Municipal bond offerings have, in recent years, become a staple of SEC enforcement. While the Commission has limited authority in the area, a series of actions have been brought under the fraud provisions. Likewise, the Commission has conducted a very …

SEC Sanctions Muni Underwriter For Repeated Fraudulent Offerings Read More »

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The SEC prevailed at trial in an action against the City of Miami and its former budget director, Michael Boudreaux centered on three bond offerings. Specifically, the jury returned verdicts in favor of the Commission as to each defendant on …

SEC Wins Jury Verdicts Against City of Miami, Budget Director Read More »

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