A principal of a fund group partially resolved charges in an SEC administrative proceeding.
A principal of a fund group partially resolved charges in an SEC administrative proceeding.
The SEC brought an action against a hedge fund manager for radically altering the investment policies of the fund without telling shareholders. The change was made to benefit a floundering public company of which he was chairman and in which …
HEDGE FUND MANAGER CHANGES POLICIES TO BENEFIT ANOTHER COMPANY Read More »