Tag: investment fund fraud

Despite massive publicity and numerous cases by enforcement authorities, investment fund fraud actions continue to be a staple of the SEC, CFTC and the DOJ. In case after case investors are convinced to part with their hard earned cash, trusting …

Two Criminal Investment Fund Fraud Actions Read More »

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The SEC named ratings giant Standard & Poor’s in three actions this week and one of its senior executives in another. The firm settled all three actions, admitting to a series of facts but not violations of the law in …

This Week In Securities Litigation (Week ending January 23, 2015) Read More »

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