Tag: injunctions

The SEC frequently brings its enforcement actions years after the conduct occurred. In some instances this happens because the agency did not initiate its investigation until long after the events in question. In others it stems from the nature of …

Fifth Circuit: SEC Action and Remedies Time Barred Read More »

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The Commission suffered a significant loss in a recent decision by the Eleventh Circuit Court of Appeals. The Court constricted the reach of Exchange Act Section 10(b) and tightened the standards for issuing an injunction, precluding “obey the law” orders …

SEC LOSES TWO KEY ISSUES IN THE ELEVENTH CIRCUIT Read More »

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