Tag: Hong Kong

The Securities and Futures Commission of Hong Kong instituted a proceeding against Ernst & Young Hong Kong for failing to produce audit work papers. The proceeding, which is virtually identical to one brought by the SEC earlier this year, is …

Regulatory Efforts To Obtain Audit Papers In China Continue To Fail Read More »

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This week much of the news was dominated by two events. One was the difficulties and issues surrounding the IPO for Facebook. The other was the insider trading trial of Rajat Gupta, formerly a Goldman Sachs director. Congress heard testimony …

THIS WEEK IN SECURITIES LITIGATION (Week ending May 25, 2012) Read More »

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