Tag: fraud

The SEC has again been ordered to justify the terms of a high profile and important settlement. The query comes in its latest high profile market crisis case, SEC v. Citigroup Global Markets Inc., Case No. 11 Civ. 7387 (S.D.N.Y. …

THE COURT RAISES CRITICAL QUESTIONS ABOUT ANOTHER SEC SETTLEMENT Read More »

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The New York Attorney General added Martin Act securities fraud claims and other charges to a whistleblower complaint in taking over a suit against Bank New York Mellon. The complaint centers on claims that the bank made almost $2 billion …

NY AG CHARGES BANK OF NEW YORK MELLON WITH SECURITIES FRAUD Read More »

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