Tag: enforcement trends

This is one of a series that analyzing trends in SEC enforcement on a quarterly basis. The series traces back to the beginning of 2020, identifying the types and numbers of cases filed to discern trends. This is Part I …

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This is the concluding segment of a four part series analyzing trends in SEC Enforcement during 2023. Part I of this series focused on the number of cases filed during the quarter and the largest categories of cases. Part II …

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