Tag: crypto assets

This Week In Securities Litigation (Week of October 23, 2023) Last week the Commission filed cases centered on crypto assets, Rule 105, insider trading and an offering fraud. EXAMS also announced its exam priorities. SEC Pricing: The Commission proposed a …

This Week In Securities Litigation (Week of October 23, 2023)

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The Commission filed seventeen new cases last week. Those included 9 stemming from a sweep regarding the application of the new Marketing Rule. That Rule focuses on the use of hypotheticals in advertisements. The other cases centered on crypto assets, …

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