Tag: Conflicts of interest

The SEC brought another CDO case grounded in conflicts as DOJ reached a tentative settlement with JPMorgan over the mortgage market.

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This week the Commission filed three actions against former employees of Robert Allen Stanford’s one time empire. Two cases involved Chinese companies. One is a fraud action involved a Chinese reverse merger while the other centered on the sale of …

This Week In Securities Litigation (Week ending September 7, 2012) Read More »

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