Tag: Chinese issuers

This is the first segment of a five part series examining issues arising in SEC Enforcement Actions relating to issuers from the PRC whose shares are traded in the U.S. Introduction Chinese issuers, their executives and their auditors have been …

The SEC and Chinese Issuers: Transparency And Accountability Read More »

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Actions involving Chinese issuers have been a focus of the SEC and the class action bar. The Commission has brought a number of actions involving those issuers, their officers and their auditors. Last month, for example, the agency brought a …

THE SEC FILES ANOTHER SUIT INVOLVING A CHINESE ISSUER Read More »

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