Tag: CFTC

The SEC and the CFTC resolved enforcement actions against the Options Clearly Corporation, imposing $20 million in penalties for regulatory failures. This is the first such actions. It serves to highlight the key financial position of the OCC in the …

SEC. CFTC Settle With OCC, Imposing $20 Million in Penalties Read More »

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Binary options are considered investments by some, little more than gambling by others, and fraud by still others. The instrument is sometimes called “all or nothing options.” Essentially the option is an all or nothing bet on the price of …

Binary Options: Investment, Gambling or Fraud? Read More »

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