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Posted on by T. Gorman Posted in SECActions

The SEC on Capital Formation: Graded Incomplete – Commissioner Gallagher Last year the IPO market was overheating – a record number of initial offerings were conducted. Nevertheless, SEC Commissioner Daniel Gallagher gives the SEC a grade of “incomplete” in the …

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Posted on by T. Gorman Posted in SECActions

Capital formation is one of the primary missions of the SEC. Commissioner Kara Stein recently discussed this basic SEC mission in remarks delivered at the Stanford Rock Center for Corporate Governance, Stanford Law School (here), outlining several new options. The …

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