Year: 2020

A Commission subcommittee recommended that the agency adopt standards requiring disclosure of material environmental, social and governance risks at the beginning of last week. This follows, in part, a report on the impact of climate change on the U.S. economy …

This Week In Securities Litigation (Week of December 7, 2020) Read More »

The access or gatekeeper theory is a stable of SEC Enforcement. Tracing to the earliest days of the Division of Enforcement, the theory posits that market professionals have an obligation to help protect the markets and investors by properly carrying …

The Access or Gatekeeper Theory Read More »

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