Year: 2019

When discussing SEC Enforcement many focus on the type of cases, the number of matters filed and the amounts of money ordered to be paid. Offering frauds, insider trading and financial fraud are some of the key areas that are …

Disclosure, Executive Compensation and Ghosn Read More »

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ICOs have been a key focus of SEC enforcement in recent years. Initially the Commission brought a series of these actions while cautioning investors with tools such as the “Howey” coin presentation, used to illustrate the risks. At the same …

SEC’s New Crypto Case: Digital Coins Tied to a Fantasy Market Read More »

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