Year: 2012

This week the Commission filed three actions against former employees of Robert Allen Stanford’s one time empire. Two cases involved Chinese companies. One is a fraud action involved a Chinese reverse merger while the other centered on the sale of …

This Week In Securities Litigation (Week ending September 7, 2012) Read More »

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Professionals seem to becoming into the cross hairs of insider trading enforcement. Last week the Commission filed a series of insider trading cases centered on Georgia based CPA Thomas Melvin who had been consulted by a corporate board member, learned …

Another Insider Trading Case Against A Professional Read More »

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