Year: 2009

The SEC’s Inspector General is front and center this week as the summary from his report on the Madoff investigations was released following the issuance of a report on rating agencies. The summary from the Madoff report details repeated failures …

THIS WEEK IN SECURITIES LITIGATION (September 4, 2009) Read More »

The executive summary of the SEC Inspector General’s Report on the failed Madoff investigations was released by the Commission, along with comments by Chairman Schapiro. The detailed summary traces the unsuccessful investigative efforts of the SEC enforcement staff from 1992 …

TO CATCH A THIEF: FOLLOW THE MONEY Read More »