Year: 2009

Another settled financial fraud case raises more questions than it answers. The SEC filed a settled action involving VeriFone Holdings, Inc., a San Jose, California based company which designs, markets and services transaction automation systems, and Paul Periolat, formerly the …

ANOTHER SEC FINANCIAL FRAUD SETTLEMENT: MORE QUESTIONS Read More »

A recurring topic of discussion these days is the rejuvenation of SEC enforcement. In the wake of gaffes, blunders and outright failures, it is all but conceded that the program requires a major overhaul for the agency to carry out …

REJUVINATING SEC ENFORCEMENT: A LONG ROAD Read More »