Year: 2009

Calls for a reinstatement of the uptick rule continued this week, with more legislation introduced to prod the SEC to bring the rule back. At the same time, SEC Commissioner Aguilar offered additional thoughts on reforming the much criticized enforcement …

This Week In Securities Litigation (March 20, 2009) Read More »

The Department of Justice and the SEC brought the next round of cases in the Madoff scandal. New civil and criminal charges were brought against the outside auditors for Bernard L. Madoff Investment Securities LLC, David G. Friehling and Friehling …

More Charges In The Madoff Scandal, But The Key Question Remains: Who Knew? Read More »