Year: 2009

Background: Key areas of emphasis for the enforcement division in 2008 included the FCPA, insider trading and financial fraud. In the last few years, the SEC and DOJ have brought increasing numbers of FCPA cases and reportedly had a large …

Part III: SEC Enforcement Trends, 2009: Significant cases, FCPA Read More »

Insider trading continues to be a key focus of the enforcement division. Last year, there was a significant increase in the number of insider trading cases brought by the division, as discussed here. Likewise, NYSE Regulation reports that insider trading …

The SEC Continues To Focus On Insider Trading Read More »