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Year: 2025

Posted on by T. Gorman Posted in SECActions

This Week In Securities Litigation (Week of June 9, 2025) The Commission filed two new cases last week. In addition, Chair Atkins testified before the Senate Appropriations Subcommittee on Financial Services and General Government. One of the points in his …

This Week In Securities Litigation (Week of June 9, 2025)

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Posted on by T. Gorman Posted in SECActions

Investment advisers registered with either the Commission or a state agency have a special relation with their clients. This is illustrated by the fact that under the federal securities laws they have not just a close relation but more – …