Year: 2023

Cases filed last week focused on traditional areas. Those included controls, offering frauds and cherry picking. At the same time the agency raised questions regarding Regulation BI which may signal a new focus for the Enforcement Division. Be careful, be …

This Week In Securities Litigation (Week of February 6, 2023) Read More »

Critical to conducting an offering fraud is trust. Those running the scheme frequently reach out to potential investors in an effort to build the trust and confidence necessary to secure a sale of shares. In many instances schemers approach friends …

A Korean Affinity Fraud Read More »

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