Year: 2020

Phillip Kenner began his career as a Boston based financial advisor. He developed a list of clients which included professional hockey players from the National Hockey League. Today he might be continuing to build his investment advisory business by adding …

Investment Adviser Sentenced to 17 Years Read More »

Tagged with: ,

SEC Enforcement may be continuing a trend that seemed emerge at the end of the Government fiscal year – filing financial fraud cases. As the bevy of cases were filed to close the fiscal year, a number were based on …

This Week In Securities Litigation (Week of October 12, 2020) Read More »