Month: September 2020

This is the first of two posts which will review the new amendments to the SEC’s whistleblower rules. This post reviews the background and the proposed amendments to the rule. The second installments, which will be posted on Friday, will …

The New SEC Whistleblower Rules: Improving A Successful Program or Undermining It? (Part I) Read More »

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The end of the government fiscal year is rapidly approaching. Without looking at the calendar the point is obvious. The Commission filed over 20 actions last week – more than double the typical weekly number. The cases were based on …

This Week In Securities Litigation (Week of Sept. 28, 2020) Read More »