Year: 2016

The SEC has a robust whistleblower program which is considered an important adjunct to its enforcement efforts. To that end the Commission has participated in whistleblower cases as an amicus and brought actions regarding restrictions on the ability of employees …

Severance Agreements Violate SEC Whistleblower Provisions Read More »

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While the Commission’s venue selection determinations have been repeatedly challenged, each of the decisions in favor of the agency at the circuit court level has failed to reach the merits of the Constitutional claim. Rather, the actions have been dismissed …

D.C. Circuit Rejects Challenge to Appointment of SEC ALJs Read More »

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