Year: 2015

Almost five years ago the Dow Jones Industrial Average dropped about 600 points in five minutes, creating chaos in the markets and huge losses for many. The market debacle became known as the flash crash. The causes were investigated and …

DOJ Charges A Futures Trader With Contributing To The Flash Crash Read More »

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Conflicts of interest involving market professionals continue to be a focus of SEC enforcement. In many cases the conflict is uncovered by the inspection staff, OCIE. This time, however, the information came from an article published by the Wall Street …

BlackRock, CCO Settle SEC Conflict Charges Read More »

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