Month: January 2015

The SEC named ratings giant Standard & Poor’s in three actions this week and one of its senior executives in another. The firm settled all three actions, admitting to a series of facts but not violations of the law in …

This Week In Securities Litigation (Week ending January 23, 2015) Read More »

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Standard & Poor’s Ratings Services was named as a Respondent in three settled administrative proceedings by the SEC. Each is tied to the Rating Services’ role in the conduit/fusion Commercial Mortgage Backed Securities market after the market crisis. In resolving …

Standard & Poor’s Resolves Three SEC Actions, Makes Admissions Read More »

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