Month: August 2014

The SEC may be developing theme based insider trading cases. In recent weeks the agency brought two insider trading actions centered on golfing friends. SEC v. O’Neill, Civil Action No. 1:14-cv-13381 (D. Mass. Filed August 18, 2014); SEC v. McPhail, …

SEC – USAO Charge IR Executive With Insider Trading Read More »

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The following guest post is the first part of an occasional series on the anti-corruption campaign in China. The authors are resident in the Hong Kong office of Dorsey & Whitney LLP. SECactions welcomes submissions from other interested authors. This …

Anti-Corruption Campaign in China—Causes of Corruption, and Hope? Read More »

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