Year: 2013

A group created what appeared to be a prosperous biofuel business which in fact was a fraud. The SEC and DOJ brought actions.

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The SEC is focusing attention on trading illegal short selling, announcing twenty-three actions new actions centered on the prohibited trading practice. At the same time the Commission’s National Exam Program issued a Risk Alert on illegal short selling. Each of …

At The SEC — A Focus on Short Selling Read More »

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