Year: 2013

The SEC and the CFTC joined forces to halt an on-going forex trading scheme being conducted by an individual who had previously been barred by the New York Stock Exchange. Before the two agencies could secure a freeze order from …

SEC, CFTC Halt Fraudulent Forex Trading Scheme Read More »

A new survey suggests that ethics in the financial services industry are deeply troubled, essentially confirming an earlier survey.

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