This week in securities litigation a new SEC chairman was sworn in, the SEC brought its first FCPA case of the year and a former KPMG was named in civil and criminal insider trading actions
Year: 2013
This Week In Securities Litigation (Week ending April 12, 2013)
Tagged with: Dodd Frank, Insider trading, investment fund fraud, JOBS Act, Mary Jo White, secactions
Another Insider Trading Case Tied to The Expert Network Investigation
Another defendant in an insider trading case tied to the expert network investigations settles with the SEC