Year: 2012

In significant market crisis based actions, the SEC and the U.S. Attorney for Manhattan brought, respectively, civil and criminal charges against former Credit Suisse Group traders centered on the overpricing of subprime bonds. SEC v. Kareem Serageldin, Civil Action 12 …

CREDIT SUISSE TRADERS CHARGED BY SEC, DOJ Read More »

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While insider trading typically garners all the headlines, the Commission has also brought a series of cases focused on another type of trading which also can have pernicious market effects – naked short selling. Recently, the Commission has brought a …

NAKED SHORT SELLING — AN ENFORCEMENT PRIORITY Read More »

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