Year: 2012

Market professionals continue to be the focus of insider trading actions. This time it is an associate in the Investment Banking Group of Wells Fargo Securities, John W. Femenia, who is alleged to be at the center of a ten …

An Insider Trading Ring Centered on a Market Professional Read More »

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The SEC brought its second insider trading case centered on the acquisition of Burger King Holdings, Inc. by affiliates of private equity fund 3G Capital Partners Ltd, announced on September 2, 2010. The most action settled. The earlier one did …

Another Insider Trading Action From the Burger King Deal Read More »

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