Year: 2012

This is the seventh in a series discussing new trends in SEC enforcement which impact corporate directors and officers and steps that can be taken to avoid future liability. The continued criminalization of securities enforcement Attorney General Eric Holder, in …

Part VII: How Corporate Officials Can Get A Good Night’s Sleep Despite Current SEC Enforcement Trends Read More »

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This is the sixth in a series discussing new trends in SEC enforcement which impact corporate directors and officers and steps that can be taken to avoid future liability. While increasing corporate fines is a hallmark of the aggressive posture …

Part VI: How Corporate Officials Can Get A Good Night’s Sleep Despite Current SEC Enforcement Trends Read More »

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