The SEC filed an action against a Texas and Mexico based unregistered investment adviser, Jorge Gomez, charging that he misappropriated millions of dollars from one client. The Commission’s complaint also named as a defendant the broker and investment adviser for …
COMMISSION NAMES ADVISER AND FINDER IN FRAUD ACTION Read More »
The Commission filed a settled administrative proceeding with a prominent Latin American focused hedge fund adviser, In the Matter of Quantek Asset Management, LLC, Adm. Proc. File No. 3-14893 (May 29, 2012). The proceeding names as Respondents Quantek Assent Management, …
PROMINENT LATIN FOCUSED FUND ADVISER SETTLES WITH SEC Read More »