Year: 2012

In the Griggs insider trading case discussed yesterday (here) defendant Noah Griggs, Jr. ended his career by trading in the shares of his company prior to its acquisition. Only civil charges were brought against Mr. Griggs. A more extreme case …

CRIMINAL AND CIVIL INSIDER TRADING CASES Read More »

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Insider trading continues to be a key focus of the SEC as well as the DOJ. In SEC v. Griggs, Case No CV 12-2203 (C.D.Ca. Filed March 15, 2012) the Commission brought an action against Noah J. Griggs, Jr., a …

INSIDER TRADING – THE END OF AN EXECUTIVE’S CAREER Read More »

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