PWC released its Annual Corporate Directors Survey which provides insights into the board room. Corporate directors have faced significant changes over the last year. Those include the regulatory area where the SEC has continued to issue new rules under Dodd-Frank …
Year: 2012
This Week In Securities Litigation (Week ending September 21, 2012)
The New York Stock Exchange settled a proceeding this week which alleged that it provided trading information to select proprietary clients prior to releasing it to the public over the last four year. The Commission also filed insider trading actions …
This Week In Securities Litigation (Week ending September 21, 2012) Read More »
Tagged with: conflicts, Insider trading, investment fund fraud, municipal bond offerings, secactions